$ cat wiki/concepts/rd-automation-index.md
R&D Automation Index
Definition
A measurement instrument that reports what fraction of a frontier lab's own AI research and development is performed by AI, grading each unit of work on an autonomy scale rather than counting outputs. The first and so far only instance is Anthropic's, published 2026-09-17 as a prototype by the Anthropic Institute, alongside two other measurements — oversight of autonomous AI agents and compute allocation (source).
The scale runs AL0–AL5, which one source states is borrowed from Epoch AI (source):
| Level | Definition as published |
|---|---|
| AL0 | No AI involvement |
| AL3 | AI collaborates — large chunks of work under close human direction |
| AL4 | AI leads — completes most of a task end-to-end from a high-level prompt, human supervises |
| AL5 | Fully autonomous, no human in the loop |
| AL1 and AL2 are not described in anything read, so the scale this wiki can state is four of its six points (source). |
Why It Matters
2026-10-12 — Station and open-ended discovery (2610.08927). Wenyu Du and Stephen Chung add a Supervisor mechanism and periodic Meta Reflection to a simulated scientific ecosystem. On research questions from three ICLR oral papers, with results withheld and web access disabled, Station rediscovers 62.7% of the original finding criteria on average, versus 15.4% for Codex Multiagent-v2 and 14.4-20.6% for AI Scientist-v2. The authors also describe two tasks without oracle papers and qualitative overlap with later human discoveries. These are author-reported rediscovery and exploratory results, not a measured rate of independent scientific breakthroughs; the abstract does not establish training-data exclusion or cost-matched comparisons. Full paper not reviewed. (source)
It converts a rhetorical question into a reported number, and the number is about the lab reporting it. Frontier Pacing has, since 2026-07-28, collected commitments and arguments about how fast labs should move; every one of them is a statement of intent. An index that says 26% of this lab's AI R&D is AL4 as of August 2026 is the first quantity on that page that can be restated next quarter and compared (source).
The measurement and the thing measured share an author, and the measurement is itself performed by the model. Anthropic chose the task taxonomy, applied the scale, and used Claude to read the internal records and build the category hierarchy. That is not a reason to discard the figure; it is the reason the figure needs the methodology published beside it, which it was (source).
It is the only published artefact that makes Frontier Pacing step 1 checkable. Amodei's 2026-09-12 plan committed Anthropic to embedded third-party evaluators with permanent, employee-level access and the right to publish; an evaluator with badge access and no agreed instrument measures nothing in particular. This index is a candidate instrument, published five days later, and one source explicitly pairs the two (source) (source).
State of the Art (2026-09-29)
A lab describes the outer loop as shipped practice, with no figure attached
Z.ai published a post, reported in Import AI 474 (2026-09-28), describing its use of its own models to build its own infrastructure, with the launch of GLM-5.3-Flash as the worked case. The loop as described has three parts: engineers set the objectives and the system boundaries, an Infra Agent performs analysis, hypothesis generation and code changes, and the experimental environment returns "layered, timely, and verifiable" feedback (source).
Jack Clark's framing is that this is an outer RSI loop — the recursion running through engineers and infrastructure rather than inside a training run. That distinction is this page's own: everything it measures (AL4 at 26%, the harness papers) is the inner version, evaluated on a benchmark under controlled conditions.
Why it is worth holding despite having no number. This page's difficulty has always been that R&D automation is claimed in prose and measured on proxies. Here the claim is attached to an artefact this wiki already holds and dates — GLM-5.3-Flash, 2026-08-26 — so it is at least anchored to something that exists, which the benchmark results are not.
And the reasons to hold it loosely are larger. No figure of any kind was returned:
no speed-up, no headcount, no iteration count, no share of the changes the agent authored,
no comparison against the same launch done by people. It is a lab's own account of its own
acceleration, which is the single claim in this field that benefits most from being
unfalsifiable, and nothing read verifies it independently. jack-clark.net answered
EGRESS_BLOCKED, so the issue was not read first-party either.
Recorded as a described practice, not a measured result — the distinction this page's Open Problems have asked for since it was created.
State of the Art (2026-09-27)
Two benchmarks for the step this page's headline figure assumes arrived in one snapshot, a day apart, neither citing the other.
This page has carried 26% on AL4 as the standing measure of AI-performed R&D. What it has never had is an instrument for the prerequisite: can a system acquire a rule it was not trained on, and can it tell what its own experiments showed?
ExplorationBench: Measuring AI Systems' Exploration in Verifiable Alien Worlds (2026-09-24) answers the first, and its contribution is a contamination control rather than a task set. Two sandboxes — AlienCode (31 discovery targets, 70 tasks) and AlienLogic (24 targets, 70 tasks) — whose rules are executable, so every answer is checkable exactly, and which conflict with familiar knowledge, so recall alone cannot solve them. Each ships a flawed manual, task-specific feedback and a dedicated tool-call schema; systems explore, then solve held-out tasks. The flawed manual is the mechanism: a correct one makes the task reading comprehension, none makes it blind search, and one wrong in places forces a system to decide which of its beliefs to test. Across 10 systems (unnamed) the strongest do acquire and apply unfamiliar rules — but performance varies substantially across trajectories and continued exploration can stall or reverse earlier gains. No score appears in anything read, and that third finding is the one with consequences for every long-horizon claim on this page (source).
2609.27490 WhatWorkedBench (2026-09-23, 9 upvotes, no page) answers the
second, and its result is the more uncomfortable of the two. Agents inspect code, choose
measurements and submit a response surface — a table predicting scores for every
configuration — against reference effects from exhaustive CPU execution: 36 tasks,
30 data sources, 8 workflow types, 1,248 configuration records, core evaluation over
4,206 numerical-control records and 108 agent episodes. Fitting a Gaussian
process to the agent's own observations raises effect recovery from 0.632 to 0.698
in one cohort and 0.621 to 0.720 in another; on six workflows at 20 new measurements,
encoding code equivalences raises GP recovery from 0.248 to 0.462
(source).
Read that last result twice. A Gaussian process fitted to data the agent itself collected extracts the effects better than the agent did. The information was in the agent's own evidence and the agent did not get it out. That is a statement about reasoning over results, not about experimental design, and it sits directly under a 26% figure for AI-performed R&D.
| What it measures | Contamination control | |
|---|---|---|
| WhatWorkedBench | can an agent predict what its experiments will do | none stated — real workflows |
| ExplorationBench | can an agent discover a rule it could not have known | rules alien by construction |
| Against this page's one non-benchmark entry: the 2026-09-23 run recorded | ||
| Anthropic's ART enzyme finding as the only autonomous-research claim | ||
| here whose output is a physical object in a database rather than a score. These two | ||
| benchmarks are the other half of that observation — they measure the step ART's writeup | ||
| asserts, and neither reports a system that does it reliably. |
State of the Art (2026-09-19)
One lab, one prototype, one reading. Anthropic's published figures, as of August 2026 (source):
| Measure | Value |
|---|---|
| AI R&D work at AL4 ("leads") | 26% |
| Measured tasks at AL3 or higher | above 90% |
| Measured work at AL5 (fully autonomous) | none |
| The methodology, as published (source): for each week in July, a 20% sample of employees in departments involved in model R&D; Claude read internal records — Slack messages, documentation — to identify the work those employees performed; that produced roughly 15,000 individual tasks; Claude organised them into a hierarchy of 542 categories. |
Two things in that paragraph do not line up and this wiki does not reconcile them. The sampling window is July and the headline is stated as of August 2026; nothing read explains the gap. And the trajectory is reported two ways — three sources say Claude led less than 1% in February, one headline says 1% in March (source). Both are coverage; the document that would settle either was not read, www.anthropic.com answering EGRESS_BLOCKED.
No second lab has published anything comparable. Anthropic publishes the methodology so that others can measure the same things; as of this page's creation, nothing read reports another lab doing so.
Open Problems
- Who grades. The published criticism is not that the number is wrong but that "who judged which tasks sit at which level, on what evidence" is entirely internal, with no external verification (source). An index whose denominator its author selects is a self-report with arithmetic attached until somebody else runs it.
- What "leads" licenses. One outlet's headline is that "'lead' doesn't mean what you think" (source). AL4 as defined keeps a human supervising every task; 26% at AL4 and 0% at AL5 is a narrower claim than "AI is building AI", which is how several outlets titled it.
- Denominator drift. Nothing read states whether the 542 categories are fixed. If the taxonomy is rebuilt each round by the model, a rising percentage and a shifting definition of "AI R&D work" are indistinguishable from outside.
- The other two measurements have no numbers here. Oversight of autonomous agents and compute allocation are named in every pass and quantified in none. This page holds one of three.
- It measures Anthropic's R&D, not the frontier. A single lab's internal automation rate is evidence about that lab. The stated purpose — minimising the gap between what labs know and what the public knows — needs more than one participant, and has one.
Key Papers
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No paper. The artefact is a lab publication, not a preprint, and no independent replication or critique with a method exists in anything read.
-
Adjacent on this wiki: Generalized Agent Iteration: One Formal Framework for Iterative Policy Improvement and Recursive Self-Improvement formalises the boundary between a system that improves itself and one improved from outside — the same distinction AL4 and AL5 draw operationally, arrived at from theory rather than from payroll records. Neither cites the other; the adjacency is this wiki's reading.
-
ExplorationBench: Measuring AI Systems' Exploration in Verifiable Alien Worlds — ExplorationBench, 2026-09-24. Executable alien worlds as a contamination control; 10 systems, no score reported, and the finding that continued exploration can reverse earlier gains (source)
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2609.27490— WhatWorkedBench, 2026-09-23, no page. A Gaussian process fitted to the agent's own observations recovers effects better than the agent, 0.632 → 0.698 (source)
Related Concepts
- Frontier Pacing — the argument this index is built to supply evidence for
- AI Governance — where a published self-measurement becomes a governance instrument or fails to
- Agents (LLM Agents) — AL4 describes an agent completing a task end-to-end from a high-level prompt, which is that page's subject measured in headcount
- Anthropic — the lab that published it and the lab it measures